Michael S. Leonard - 09 Dec 2023 Form 4 Insider Report for FAIR ISAAC CORP (FICO)

Role
CAO and Vice President
Signature
/s/ Carrie H. Darling, Attorney-in-fact
Issuer symbol
FICO
Transactions as of
09 Dec 2023
Net transactions value
-$370,713
Form type
4
Filing time
12 Dec 2023, 18:35:38 UTC
Previous filing
09 Aug 2023
Next filing
11 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FICO Common Stock Options Exercise $0 +150 +3% $0.000000 5,120 09 Dec 2023 Direct F1
transaction FICO Common Stock Tax liability $58,988 -52 -1% $1134.39 5,068 09 Dec 2023 Direct F2
transaction FICO Common Stock Options Exercise $0 +584 +12% $0.000000 5,652 10 Dec 2023 Direct
transaction FICO Common Stock Tax liability $251,835 -222 -3.9% $1134.39 5,430 10 Dec 2023 Direct F2
transaction FICO Common Stock Sale $362,773 -317 -5.8% $1144.39 5,113 11 Dec 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FICO Non-Qualified Stock Options (right to buy) Award $302,882 +267 $1134.39 267 09 Dec 2023 Common Stock 267 $1134.39 Direct F4
transaction FICO Restricted Stock Units Award $0 +267 $0.000000 267 09 Dec 2023 Common Stock 267 Direct F5, F6, F7
transaction FICO Restricted Stock Units Options Exercise $0 -150 -25% $0.000000 449 09 Dec 2023 Common Stock 150 Direct F5, F6, F7
transaction FICO Restricted Stock Units Options Exercise $0 -219 -100% $0.000000* 0 10 Dec 2023 Common Stock 219 Direct F5, F6, F7
transaction FICO Restricted Stock Units Options Exercise $0 -164 -50% $0.000000 164 10 Dec 2023 Common Stock 164 Direct F5, F6, F7
transaction FICO Restricted Stock Units Options Exercise $0 -201 -33% $0.000000 401 10 Dec 2023 Common Stock 201 Direct F5, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 8.453 shares acquired under the FICO Employee Stock Purchase Plan on August 31, 2023.
F2 Shares withheld by Company for payment of taxes due at vesting from earned market share units, earned performance share units and restricted stock units.
F3 This transaction was executed in multiple trades at prices ranging from $1,144.37 to $1,144.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4 This option vests in four equal annual installments commencing on this date.
F5 Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F6 The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
F7 No expiration date.