Richard Deal - 09 Dec 2023 Form 4 Insider Report for FAIR ISAAC CORP (FICO)

Role
Executive Vice President
Signature
/s/ Carrie H. Darling, Attorney-in-fact
Issuer symbol
FICO
Transactions as of
09 Dec 2023
Net transactions value
-$9,721,722
Form type
4
Filing time
12 Dec 2023, 18:34:33 UTC
Previous filing
06 Dec 2023
Next filing
14 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FICO Common Stock Options Exercise $0 +3,948 +7.3% $0.000000 57,746 09 Dec 2023 The Richard S. Deal Revocable Trust
transaction FICO Common Stock Tax liability $2,055,515 -1,812 -3.1% $1134.39 55,934 09 Dec 2023 The Richard S. Deal Revocable Trust F1
transaction FICO Common Stock Options Exercise $0 +13,729 +25% $0.000000 69,663 10 Dec 2023 The Richard S. Deal Revocable Trust
transaction FICO Common Stock Tax liability $7,666,208 -6,758 -9.7% $1134.39 62,905 10 Dec 2023 The Richard S. Deal Revocable Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FICO Restricted Stock Units Award $0 +1,691 $0.000000 1,691 09 Dec 2023 Common Stock 1,691 Direct F2, F3, F4
transaction FICO Market Share Units Options Exercise $0 -1,662 -50% $0.000000 1,662 09 Dec 2023 Common Stock 1,662 Direct F4, F5
transaction FICO Performance Share Units Options Exercise $0 -1,662 -33% $0.000000 3,324 09 Dec 2023 Common Stock 1,662 Direct F4, F6, F7
transaction FICO Restricted Stock Units Options Exercise $0 -624 -25% $0.000000 1,869 09 Dec 2023 Common Stock 624 Direct F2, F3, F4
transaction FICO Market Share Units Options Exercise $0 -4,797 -100% $0.000000* 0 10 Dec 2023 Common Stock 4,797 Direct F4, F5
transaction FICO Market Share Units Options Exercise $0 -2,378 -67% $0.000000 1,189 10 Dec 2023 Common Stock 2,378 Direct F4, F5
transaction FICO Performance Share Units Options Exercise $0 -1,942 -100% $0.000000* 0 10 Dec 2023 Common Stock 1,942 Direct F4, F6
transaction FICO Performance Share Units Options Exercise $0 -2,322 -50% $0.000000 2,322 10 Dec 2023 Common Stock 2,322 Direct F4, F6
transaction FICO Restricted Stock Units Options Exercise $0 -670 -100% $0.000000* 0 10 Dec 2023 Common Stock 670 Direct F2, F3, F4
transaction FICO Restricted Stock Units Options Exercise $0 -728 -50% $0.000000 728 10 Dec 2023 Common Stock 728 Direct F2, F3, F4
transaction FICO Restricted Stock Units Options Exercise $0 -892 -33% $0.000000 1,783 10 Dec 2023 Common Stock 892 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by Company for payment of taxes due at vesting from earned market share units, earned performance share units and restricted stock units.
F2 Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F3 The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
F4 No expiration date.
F5 Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F6 Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F7 The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter.