Milton C. Ault III - Dec 6, 2023 Form 4 Insider Report for RiskOn International, Inc. (ROI)

Role
10%+ Owner
Signature
/s/ Milton C. Ault, III
Stock symbol
ROI
Transactions as of
Dec 6, 2023
Transactions value $
$416
Form type
4
Date filed
12/8/2023, 04:34 PM
Previous filing
Dec 4, 2023
Next filing
Dec 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROI Common Stock Purchase $230 +1K +25% $0.23 5K Dec 6, 2023 Direct
transaction ROI Common Stock Purchase $186 +1K +20% $0.19 6K Dec 7, 2023 Direct
holding ROI Common Stock 567K Dec 6, 2023 By Ault Lending, LLC F1
holding ROI Common Stock 35.5K Dec 6, 2023 By Ault Alpha LP F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
F2 Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.