Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | NG | Common Shares | Options Exercise | $335K | +91.3K | +183.06% | $3.67 | 141K | Nov 30, 2023 | Direct | |
transaction | NG | Common Shares | Tax liability | -$335K | -80.4K | -56.92% | $4.17 | 60.8K | Nov 30, 2023 | Direct | |
transaction | NG | Common Shares | Sale | -$45.6K | -10.9K | -18% | $4.17 | 49.9K | Nov 30, 2023 | Direct | F1 |
holding | NG | Common Shares | 55.2K | Nov 30, 2023 | Azteca Consulting LLC | F2 | |||||
holding | NG | Common Shares | 80.4K | Nov 30, 2023 | Madhavpeddi Family Trust |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | NG | Stock Option (Right to Buy) | Options Exercise | $0 | -91.3K | -100% | $0.00* | 0 | Nov 30, 2023 | Common Shares | 91.3K | $3.67 | Direct | F3 |
Id | Content |
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F1 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.16 to $4.175, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. |
F2 | Shares held in an account owned by Azteca Consulting LLC, of which the Reporting Person and his spouse are the members. |
F3 | These options were granted on December 1, 2018 and vested as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021. |