| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NG | Common Shares | Options Exercise | $128,880 | +36,000 | +80% | $3.58 | 81,024 | 03 Nov 2023 | Direct | F1 |
| transaction | NG | Common Shares | Tax liability | $128,885 | -34,187 | -42% | $3.77 | 46,837 | 03 Nov 2023 | Direct | F2 |
| transaction | NG | Common Shares | Sale | $6,853 | -1,813 | -3.9% | $3.78 | 45,024 | 03 Nov 2023 | Direct | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NG | Stock Option (right to buy) | Options Exercise | $0 | -36,000 | -100% | $0.000000* | 0 | 03 Nov 2023 | Common Shares | 36,000 | $3.58 | Direct | F1, F4 |
| Id | Content |
|---|---|
| F1 | The exercise price reported above was converted from the Canadian exercise price of C$4.90 using an exchange rate of CAD $1.3683=USD $1.00. |
| F2 | The price above was converted from the Canadian price of C$5.16 to USD using an exchange rate of CAD $1.3683=USD $1.00. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.16 to C$5.17, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.17 to USD using an exchange rate of CAD $1.3683=USD $1.00. |
| F4 | These options were granted on 12/1/2018 and vested as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021. |