Richard S. Greenberg - Oct 31, 2023 Form 4 Insider Report for NEXIEN BIOPHARMA, INC. (NXEN)

Signature
Richard S. Greenberg
Stock symbol
NXEN
Transactions as of
Oct 31, 2023
Transactions value $
$0
Form type
4
Date filed
11/2/2023, 04:02 PM
Previous filing
Jul 31, 2023
Next filing
May 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NXEN Common Stock Award +250K +4.21% 6.19M Oct 31, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NXEN Class A Warrant 1.06M Oct 31, 2023 common stock 1.06M $0.04 Direct
holding NXEN Class B Warrant 1.06M Oct 31, 2023 common stock 1.06M $0.04 Direct
holding NXEN Class C Warrant 1.06M Oct 31, 2023 common stock 1.06M $0.05 Direct
holding NXEN Convertible note 40K Oct 31, 2023 common stock 1.06M $0.04 Direct
holding NXEN Options to purchase common stock (right to buy) 150K Oct 31, 2023 common stock 150K $0.54 Direct
holding NXEN Options to purchase common stock (right to buy) 100K Oct 31, 2023 common stock 100K $0.66 Direct
holding NXEN Options to purchase common stock (right to buy) 2.5M Oct 31, 2023 common stock 2.5M $0.08 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Issued in lieu of compensation for services.