Bradley Sitko - 02 Oct 2023 Form 4 Insider Report for XOMA Corp (XOMA)

Role: Chief Investment Officer
Signature: /s/ Thomas Burns, Attorney-in-Fact for Bradley Sitko
Issuer symbol: XOMA
Transactions as of: 02 Oct 2023
Net transactions value: +$24,848
Form type: 4
Filing time: 04 Oct 2023, 16:30:36 UTC
Previous filing: 02 Jun 2023
Next filing: 03 Jan 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	XOMA	Common Stock	Purchase	$21,375	+1,500	+39%	$14.25	5,350	02 Oct 2023	Direct
transaction	XOMA	Common Stock	Purchase	$3,472	+250	+4.7%	$13.89	5,600	03 Oct 2023	Direct	F1
holding	XOMA	Common Stock						1,500	02 Oct 2023	By spouse	F2
holding	XOMA	Depositary Shares - 8.375% B Cumulative Stock						2,000	02 Oct 2023	By spouse	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.88 to $13.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
F2	On June 2, 2023, the reporting person mistakenly reported Depository Shares - 8.375% B Cumulative Stock as Common Stock held indirectly by the reporting person's spouse. This report correctly reflects the "Title of Security" for the shares held indirectly by the Reporting Person's spouse and the number of aggregate shares of each class reported in column 5.

Content

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.88 to $13.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

On June 2, 2023, the reporting person mistakenly reported Depository Shares - 8.375% B Cumulative Stock as Common Stock held indirectly by the reporting person's spouse. This report correctly reflects the "Title of Security" for the shares held indirectly by the Reporting Person's spouse and the number of aggregate shares of each class reported in column 5.