Paul T. Lehr - 20 Sep 2023 Form 4 Insider Report for Longeveron Inc. (LGVN)

Role
General Counsel, Secretary
Signature
/s/ Paul T. Lehr
Issuer symbol
LGVN
Transactions as of
20 Sep 2023
Net transactions value
+$6,000
Form type
4
Filing time
21 Sep 2023, 17:00:11 UTC
Previous filing
22 Aug 2023
Next filing
04 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LGVN Common Stock Options Exercise $6,000 +2,000 +1.4% $3.00 144,213 20 Sep 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LGVN Subscription Rights (right to buy) Options Exercise $0 -2,000 -0.27% $0.000000 729,625 20 Sep 2023 Common Stock 2,000 $3.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares to be received following expiration of the Longeveron Inc. Subscription Rights Offering, which is currently scheduled for September 21, 2023, unless otherwise extended by Longeveron.
F2 Includes Restricted Stock Units subject to future vesting.
F3 Longeveron Inc. issued to each holder of record, as of August 18, 2023, of its Class A common stock, Class B common stock and warrants exercisable for its Class A common stock, subscription rights to acquire shares of Class A common stock of Longeveron Inc. in accordance with a prospectus dated August 14, 2023. Each subscription right entitles the holder to purchase one share of Longeveron Inc. Class A common stock.