Mohamed Wa'El Ahmed Hashad - 12 Sep 2023 Form 4 Insider Report for Longeveron Inc. (LGVN)

Role
Chief Executive Officer
Signature
/s/ Paul Lehr, attorney-in-fact
Issuer symbol
LGVN
Transactions as of
12 Sep 2023
Net transactions value
+$29,780
Form type
4
Filing time
13 Sep 2023, 17:00:16 UTC
Previous filing
06 Sep 2023
Next filing
02 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LGVN Common Stock Options Exercise $30,000 +10,000 +27% $3.00 47,566 12 Sep 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LGVN Subscription Rights (right to buy) Options Exercise $0 -10,000 -9.4% $0.000000 95,905 12 Sep 2023 Common Stock 10,000 $3.00 Direct F3
transaction LGVN Subscription Rights (right to buy) Sale $1.66 -100 -0.1% $0.0166* 95,805 12 Sep 2023 Common Stock 100 $3.00 Direct F3
transaction LGVN Subscription Rights (right to buy) Sale $1.78 -100 -0.1% $0.0178* 95,705 12 Sep 2023 Common Stock 100 $3.00 Direct F3
transaction LGVN Subscription Rights (right to buy) Sale $4.05 -253 -0.26% $0.0160* 95,452 12 Sep 2023 Common Stock 253 $3.00 Direct F3
transaction LGVN Subscription Rights (right to buy) Sale $7.92 -400 -0.42% $0.0198* 95,052 12 Sep 2023 Common Stock 400 $3.00 Direct F3
transaction LGVN Subscription Rights (right to buy) Sale $47.06 -2,852 -3% $0.0165* 92,200 12 Sep 2023 Common Stock 2,852 $3.00 Direct F3
transaction LGVN Subscription Rights (right to buy) Sale $48.3 -3,000 -3.3% $0.0161* 89,200 12 Sep 2023 Common Stock 3,000 $3.00 Direct F3
transaction LGVN Subscription Rights (right to buy) Sale $109 -6,700 -7.5% $0.0163* 82,500 12 Sep 2023 Common Stock 6,700 $3.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares to be received following expiration of the Longeveron Inc. Subscription Rights Offering, which is currently scheduled for September 21, 2023, unless otherwise extended by Longeveron.
F2 Includes 12,500 restricted stock units.
F3 Longeveron Inc. issued to each holder of record, as of August 18, 2023, of its Class A common stock, Class B common stock and warrants exercisable for its Class A common stock, subscription rights to acquire shares of Class A common stock of Longeveron Inc. in accordance with a prospectus dated August 14, 2023. Each subscription right entitles the holder to purchase one share of Longeveron Inc. Class A common stock.