Milton C. Ault III - Jul 12, 2023 Form 4 Insider Report for Ault Alliance, Inc. (AULT)

Role
Executive Chairman, Director
Signature
/s/ Milton C. Ault, III
Stock symbol
AULT
Transactions as of
Jul 12, 2023
Transactions value $
$147,345
Form type
4
Date filed
7/14/2023, 07:10 PM
Previous filing
Jun 30, 2023
Next filing
Jul 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AULT 13% Series D Cumulative Redeemable Perpetual Preferred Stock Purchase $139 +10 +10% $13.93* 110 Jul 12, 2023 Direct
transaction AULT 13% Series D Cumulative Redeemable Perpetual Preferred Stock Purchase $68.8K +4.5K +4.91% $15.30* 96.2K Jul 12, 2023 By Ault Alpha LP F1
transaction AULT 13% Series D Cumulative Redeemable Perpetual Preferred Stock Purchase $78.4K +5K +5.2% $15.67* 101K Jul 13, 2023 By Ault Alpha LP F1
holding AULT Common Stock 3.04K Jul 12, 2023 Direct
holding AULT Common Stock 186K Jul 12, 2023 By Ault Alpha LP F1
holding AULT Common Stock 5.73K Jul 12, 2023 By Ault & Company, Inc. F2
holding AULT Common Stock 11 Jul 12, 2023 By Philou Ventures, LLC F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.
F2 Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F3 Ault & Co. is the Manager of Philou Ventures, LLC. Milton C. Ault, III, as the Chief Executive Officer of Ault & Co., is deemed to beneficially own the shares held by Philou Ventures, LLC.