Milton C. Ault III - May 25, 2023 Form 4 Insider Report for Ault Alliance, Inc. (AULT)

Role: Executive Chairman, Director, 10%+ Owner
Signature: /s/ Milton C. Ault, III
Stock symbol: AULT
Transactions as of: May 25, 2023
Transactions value $: $2,658
Form type: 4
Date filed: 5/30/2023, 04:30 PM
Previous filing: May 26, 2023
Next filing: Jun 23, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AULT	Common Stock	Purchase	$1.49K	+120	+4.26%	$12.44^*	2.94K	May 25, 2023	Direct	F1
transaction	AULT	Common Stock	Purchase	$1.17K	+100	+3.4%	$11.65^*	3.04K	May 26, 2023	Direct	F2
holding	AULT	Common Stock						186K	May 25, 2023	By Ault Alpha LP	F3
holding	AULT	Common Stock						5.73K	May 25, 2023	By Ault & Company, Inc.	F4
holding	AULT	Common Stock						11	May 25, 2023	By Philou Ventures, LLC	F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $12.4383. The range of purchase prices on the transaction date was $12.27 to $12.472 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2	The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $11.6536. The range of purchase prices on the transaction date was $11.60 to $11.76 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F3	Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.
F4	Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F5	Ault & Co. is the Manager of Philou Ventures, LLC. Milton C. Ault, III, as the Chief Executive Officer of Ault & Co., is deemed to beneficially own the shares held by Philou Ventures, LLC.