Milton C. Ault III - 25 May 2023 Form 4 Insider Report for Ault Alliance, Inc. (GPUS)

Role
Executive Chairman, Director, 10%+ Owner
Signature
/s/ Milton C. Ault, III
Issuer symbol
GPUS
Transactions as of
25 May 2023
Net transactions value
+$2,658
Form type
4
Filing time
30 May 2023, 16:30:41 UTC
Previous filing
26 May 2023
Next filing
23 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AULT Common Stock Purchase $1,493 +120 +4.3% $12.44* 2,939 25 May 2023 Direct F1
transaction AULT Common Stock Purchase $1,165 +100 +3.4% $11.65* 3,039 26 May 2023 Direct F2
holding AULT Common Stock 186,325 25 May 2023 By Ault Alpha LP F3
holding AULT Common Stock 5,729 25 May 2023 By Ault & Company, Inc. F4
holding AULT Common Stock 11 25 May 2023 By Philou Ventures, LLC F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $12.4383. The range of purchase prices on the transaction date was $12.27 to $12.472 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2 The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $11.6536. The range of purchase prices on the transaction date was $11.60 to $11.76 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F3 Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.
F4 Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F5 Ault & Co. is the Manager of Philou Ventures, LLC. Milton C. Ault, III, as the Chief Executive Officer of Ault & Co., is deemed to beneficially own the shares held by Philou Ventures, LLC.