Richard B. Handler - Mar 16, 2022 Form 4 Insider Report for Jefferies Financial Group Inc. (JEF)

Role
CEO, Director
Signature
/s/ Joanna Jia, by power of attorney
Stock symbol
JEF
Transactions as of
Mar 16, 2022
Transactions value $
$0
Form type
4
Date filed
1/13/2023, 08:08 PM
Previous filing
Mar 1, 2022
Next filing
May 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JEF Common Stock Gift $0 -609K -98.77% $0.00 7.59K Mar 16, 2022 By Reporting Person's 2021 LLC F1
transaction JEF Common Stock Gift $0 +609K $0.00 609K Mar 16, 2022 By Reporting Person's 2021-A Trust F1
transaction JEF Common Stock Gift $0 -7.59K -100% $0.00* 0 Mar 16, 2022 By Reporting Person's 2021 LLC F1
transaction JEF Common Stock Gift $0 +7.59K +3.06% $0.00 256K Mar 16, 2022 By Reporting Person's 2012 Trust F1
transaction JEF Common Stock Gift $0 -423K -69.44% $0.00 186K Mar 16, 2022 By Reporting Person's 2021-A Trust F2
transaction JEF Common Stock Gift $0 +423K +2.48% $0.00 17.5M Mar 16, 2022 Direct F2
transaction JEF Common Stock Gift $0 -620K -3.55% $0.00 16.8M Dec 15, 2022 Direct F3
transaction JEF Common Stock Gift $0 +620K $0.00 620K Dec 15, 2022 By Reporting Person's 2022 LLC F3
transaction JEF Common Stock Gift $0 -610K -98.39% $0.00 9.95K Jan 11, 2023 By Reporting Person's 2022 LLC F1
transaction JEF Common Stock Gift $0 +610K $0.00 610K Jan 11, 2023 By Reporting Person's 2022-A Trust F1
transaction JEF Common Stock Gift $0 -9.95K -100% $0.00* 0 Jan 11, 2023 By Reporting Person's 2022 LLC F1
transaction JEF Common Stock Gift $0 +9.95K +3.89% $0.00 266K Jan 11, 2023 By Reporting Person's 2012 Trust F1
transaction JEF Common Stock Gift $0 -414K -67.87% $0.00 196K Jan 11, 2023 By Reporting Person's 2022-A Trust F2
transaction JEF Common Stock Gift $0 +414K +2.46% $0.00 17.3M Jan 11, 2023 Direct F2
transaction JEF Common Stock Award $0 +285K +1.65% $0.00 17.5M Jan 13, 2023 Direct F4
holding JEF Common Stock 280K Mar 16, 2022 By Spouse of Reporting Person's Trust
holding JEF Common Stock 118K Mar 16, 2022 By Trustee of Profit Sharing Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.
F2 Shares transferred from a trust, of which Reporting Person is the trustee, to Reporting Person's direct ownership account. These transactions may be exempt under Rule 16a-13.
F3 Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.
F4 Reporting voluntarily an increase in deferred shares as an anti-dilution adjustment, an event that does not constitute an acquisition and that is exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.