Owen Hughes - 03 Jan 2023 Form 4 Insider Report for XOMA Corp (XOMA)

Role
Interim CEO, Director
Signature
/s/ Thomas Burns, Attorney-in-Fact for Owen Hughes
Issuer symbol
XOMA
Transactions as of
03 Jan 2023
Net transactions value
$0
Form type
4
Filing time
05 Jan 2023, 15:35:19 UTC
Previous filing
06 Jan 2023
Next filing
25 May 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XOMA Employee Stock Option (right to buy) Award $0 +100,000 $0.000000 100,000 03 Jan 2023 Common Stock 100,000 $18.66 Direct F1
transaction XOMA Employee Stock Option (right to buy) Award $0 +75,000 $0.000000 75,000 03 Jan 2023 Common Stock 75,000 $30.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares subject to this option shall vest in four equal installments on March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.
F2 Shares subject to this option shall vest monthly over three years from grant date (01/03/2023).