Owen Hughes - Jan 3, 2023 Form 4 Insider Report for XOMA Corp (XOMA)

Role
Interim CEO, Director
Signature
/s/ Thomas Burns, Attorney-in-Fact for Owen Hughes
Stock symbol
XOMA
Transactions as of
Jan 3, 2023
Transactions value $
$0
Form type
4
Date filed
1/5/2023, 03:35 PM
Previous filing
Jan 6, 2023
Next filing
May 25, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XOMA Employee Stock Option (right to buy) Award $0 +100K $0.00 100K Jan 3, 2023 Common Stock 100K $18.66 Direct F1
transaction XOMA Employee Stock Option (right to buy) Award $0 +75K $0.00 75K Jan 3, 2023 Common Stock 75K $30.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares subject to this option shall vest in four equal installments on March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.
F2 Shares subject to this option shall vest monthly over three years from grant date (01/03/2023).