Iain Black - Dec 21, 2022 Form 4 Insider Report for EMCORE CORP (EMKR)

Role
SVP, Operations
Signature
Ryan Hochgesang, attorney in fact
Stock symbol
EMKR
Transactions as of
Dec 21, 2022
Transactions value $
-$704
Form type
4
Date filed
12/22/2022, 03:20 PM
Previous filing
Apr 27, 2022
Next filing
Mar 27, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EMKR Common Stock Options Exercise +1.82K +3.39% 55.5K Dec 21, 2022 Direct F1
transaction EMKR Common Stock Tax liability -$704 -629 -1.13% $1.12 54.8K Dec 21, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EMKR Restricted Stock Units (RSUs) Options Exercise -1.82K -50% 1.82K Dec 21, 2022 Emcore Common Stock 1.82K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration.
F2 Represents the number of shares required to be withheld in accordance with the terms of the applicable restricted stock unit award agreement and Rule 16b-3 to cover the Reporting Person's tax withholding obligations in connection with the vesting of the restricted stock units reported herein.
F3 Each restricted stock unit represented a contingent right to receive one share of Emcore common stock.
F4 On December 21, 2019, the Reporting Person was granted 7,280 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.