Key facts
- This page summarizes Richard B. Handler's Form 4 filing for Jefferies Financial Group Inc. (JEF).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 16 Dec 2022, 19:31.
Richard B. Handler - 16 Dec 2022 Form 4 Insider Report for Jefferies Financial Group Inc. (JEF)
- Reporting relationship
- CEO, Director
- Issuer ticker
- JEF
- Reported as of
- 16 Dec 2022
- Net transaction value
- +$15,000,008
- SEC form
- 4
- Accepted by SEC
- 16 Dec 2022, 19:31:39 UTC
- Prior SEC filing
- 01 Dec 2022
- Next SEC filing
- 25 Jan 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Joanna Jia, by power of attorney
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Richard B. Handler filed Form 4 for Jefferies Financial Group Inc. (JEF) on 16 Dec 2022.
Change
- Previous filing in this sequence was filed on 01 Dec 2022.
- Current net transaction value: +$15,000,008.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
JEF
transaction
Common Stock
Award
- Transaction value
- $7,500,004
- Shares
- +214,531
- Change %
- +1.3%
- Price
- $34.96
- Shares after
- 16,622,436
- Date
- 16 Dec 2022
- Ownership
- Direct
- Footnotes
- F1
JEF
transaction
Common Stock
Award
- Transaction value
- $7,500,004
- Shares
- +214,531
- Change %
- +1.3%
- Price
- $34.96
- Shares after
- 16,836,967
- Date
- 16 Dec 2022
- Ownership
- Direct
- Footnotes
- F2
JEF
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 279,504
- Date
- 16 Dec 2022
- Ownership
- By Spouse of Reporting Person's Trust
JEF
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 255,800
- Date
- 16 Dec 2022
- Ownership
- By Reporting Person's 2012 Trust
JEF
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 117,569
- Date
- 16 Dec 2022
- Ownership
- By Trustee of Profit Sharing Plan
JEF
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 186,114
- Date
- 16 Dec 2022
- Ownership
- By Reporting Person's 2021-A Trust
JEF
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 619,857
- Date
- 16 Dec 2022
- Ownership
- By Reporting Person's 2022 LLC
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.
Footnote F2
Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.