Richard B. Handler - Dec 16, 2022 Form 4 Insider Report for Jefferies Financial Group Inc. (JEF)

Role
CEO, Director
Signature
/s/ Joanna Jia, by power of attorney
Stock symbol
JEF
Transactions as of
Dec 16, 2022
Transactions value $
$15,000,008
Form type
4
Date filed
12/16/2022, 07:31 PM
Previous filing
Dec 1, 2022
Next filing
Jan 25, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JEF Common Stock Award $7.5M +215K +1.31% $34.96 16.6M Dec 16, 2022 Direct F1
transaction JEF Common Stock Award $7.5M +215K +1.29% $34.96 16.8M Dec 16, 2022 Direct F2
holding JEF Common Stock 280K Dec 16, 2022 By Spouse of Reporting Person's Trust
holding JEF Common Stock 256K Dec 16, 2022 By Reporting Person's 2012 Trust
holding JEF Common Stock 118K Dec 16, 2022 By Trustee of Profit Sharing Plan
holding JEF Common Stock 186K Dec 16, 2022 By Reporting Person's 2021-A Trust
holding JEF Common Stock 620K Dec 16, 2022 By Reporting Person's 2022 LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.
F2 Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.