Richard Deal - Dec 9, 2022 Form 4 Insider Report for FAIR ISAAC CORP (FICO)

Role
Executive Vice President
Signature
/s/ Carrie H. Darling, Attorney-in-fact
Stock symbol
FICO
Transactions as of
Dec 9, 2022
Transactions value $
-$4,738,965
Form type
4
Date filed
12/13/2022, 06:06 PM
Previous filing
Dec 7, 2022
Next filing
Nov 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FICO Common Stock Options Exercise $0 +16.1K +35.58% $0.00 61.5K Dec 10, 2022 The Richard S. Deal Revocable Trust
transaction FICO Common Stock Tax liability -$4.74M -7.7K -12.52% $615.45 53.8K Dec 10, 2022 The Richard S. Deal Revocable Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FICO Restricted Stock Units Award $0 +2.49K $0.00 2.49K Dec 9, 2022 Common Stock 2.49K Direct F2, F3, F7
transaction FICO Market Share Units Options Exercise $0 -3.29K -100% $0.00* 0 Dec 10, 2022 Common Stock 3.29K Direct F3, F4
transaction FICO Market Share Units Options Exercise $0 -1.03K -51.45% $0.00 971 Dec 10, 2022 Common Stock 1.03K Direct F3, F4
transaction FICO Market Share Units Options Exercise $0 -2.38K -50% $0.00 2.38K Dec 10, 2022 Common Stock 2.38K Direct F3, F4
transaction FICO Performance Share Units Options Exercise $0 -1.79K -100% $0.00* 0 Dec 10, 2022 Common Stock 1.79K Direct F3, F5, F6
transaction FICO Performance Share Units Options Exercise $0 -1.94K -50% $0.00 1.94K Dec 10, 2022 Common Stock 1.94K Direct F3, F5, F6
transaction FICO Performance Share Units Options Exercise $0 -2.32K -33.34% $0.00 4.64K Dec 10, 2022 Common Stock 2.32K Direct F3, F5, F6
transaction FICO Restricted Stock Units Options Exercise $0 -1.1K -100% $0.00* 0 Dec 10, 2022 Common Stock 1.1K Direct F2, F3, F7
transaction FICO Restricted Stock Units Options Exercise $0 -670 -50% $0.00 670 Dec 10, 2022 Common Stock 670 Direct F2, F3, F7
transaction FICO Restricted Stock Units Options Exercise $0 -728 -33.33% $0.00 1.46K Dec 10, 2022 Common Stock 728 Direct F2, F3, F7
transaction FICO Restricted Stock Units Options Exercise $0 -892 -25.01% $0.00 2.68K Dec 10, 2022 Common Stock 892 Direct F2, F3, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by Company for payment of taxes due at vesting from earned market share units, earned performance share units and restricted stock units.
F2 Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F3 No expiration date.
F4 Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F5 Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F6 The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter.
F7 The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.