Michael I. McLaughlin - 09 Dec 2022 Form 4 Insider Report for FAIR ISAAC CORP (FICO)

Role
Executive Vice President & CFO
Signature
/s/ Carrie H. Darling, Attorney-in-fact
Issuer symbol
FICO
Transactions as of
09 Dec 2022
Net transactions value
-$3,783,171
Form type
4
Filing time
13 Dec 2022, 18:04:39 UTC
Previous filing
07 Dec 2022
Next filing
25 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FICO Common Stock Options Exercise $0 +11,382 +199% $0.000000 17,088 10 Dec 2022 Direct
transaction FICO Common Stock Tax liability $3,783,171 -6,147 -36% $615.45 10,941 10 Dec 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FICO Restricted Stock Units Award $0 +3,116 $0.000000 3,116 09 Dec 2022 Common Stock 3,116 Direct F2, F3, F7
transaction FICO Market Share Units Options Exercise $0 -1,196 -100% $0.000000* 0 10 Dec 2022 Common Stock 1,196 Direct F3, F4
transaction FICO Market Share Units Options Exercise $0 -1,029 -51% $0.000000 971 10 Dec 2022 Common Stock 1,029 Direct F3, F4
transaction FICO Market Share Units Options Exercise $0 -2,378 -50% $0.000000 2,378 10 Dec 2022 Common Stock 2,378 Direct F3, F4
transaction FICO Performance Share Units Options Exercise $0 -650 -100% $0.000000* 0 10 Dec 2022 Common Stock 650 Direct F3, F5, F6
transaction FICO Performance Share Units Options Exercise $0 -1,942 -50% $0.000000 1,942 10 Dec 2022 Common Stock 1,942 Direct F3, F5, F6
transaction FICO Performance Share Units Options Exercise $0 -2,323 -33% $0.000000 4,644 10 Dec 2022 Common Stock 2,323 Direct F3, F5, F6
transaction FICO Restricted Stock Units Options Exercise $0 -244 -50% $0.000000 243 10 Dec 2022 Common Stock 244 Direct F2, F3, F7
transaction FICO Restricted Stock Units Options Exercise $0 -728 -33% $0.000000 1,456 10 Dec 2022 Common Stock 728 Direct F2, F3, F7
transaction FICO Restricted Stock Units Options Exercise $0 -892 -25% $0.000000 2,675 10 Dec 2022 Common Stock 892 Direct F2, F3, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by Company for payment of taxes due at vesting from earned market share units, earned performance share units and restricted stock units.
F2 Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F3 No expiration date.
F4 Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F5 Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F6 The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter.
F7 The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.