Key facts
- This page summarizes David A. Ottewell's Form 4 filing for NOVAGOLD RESOURCES INC (NG).
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 07 Dec 2022, 11:33.
David A. Ottewell - 06 Dec 2022 Form 4 Insider Report for NOVAGOLD RESOURCES INC (NG)
- Reporting relationship
- Vice President & CFO
- Issuer ticker
- NG
- Reported as of
- 06 Dec 2022
- Net transaction value
- -$344,076
- SEC form
- 4
- Accepted by SEC
- 07 Dec 2022, 11:33:01 UTC
- Prior SEC filing
- 01 Dec 2022
- Next SEC filing
- 08 Dec 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Tricia Pannier as attorney-in-fact for David A. Ottewell
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David A. Ottewell filed Form 4 for NOVAGOLD RESOURCES INC (NG) on 07 Dec 2022.
Change
- Previous filing in this sequence was filed on 01 Dec 2022.
- Current net transaction value: -$344,076.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NG
transaction
Common Shares
Options Exercise
- Transaction value
- $550,500
- Shares
- +150,000
- Change %
- +19%
- Price
- $3.67
- Shares after
- 939,531
- Date
- 06 Dec 2022
- Ownership
- Direct
NG
transaction
Common Shares
Tax liability
- Transaction value
- $550,752
- Shares
- -92,408
- Change %
- -9.8%
- Price
- $5.96
- Shares after
- 847,123
- Date
- 06 Dec 2022
- Ownership
- Direct
- Footnotes
- F1
NG
transaction
Common Shares
Sale
- Transaction value
- $343,824
- Shares
- -57,592
- Change %
- -6.8%
- Price
- $5.97
- Shares after
- 789,531
- Date
- 06 Dec 2022
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NG
transaction
Derivative
Common Shares
Options Exercise
- Transaction value
- $0
- Shares
- -150,000
- Change %
- -45%
- Price
- $0.000000
- Shares after
- 184,600
- Date
- 06 Dec 2022
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 150,000
- Exercise price
- $3.67
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The price reported in Column 4 above is a weighted average price. These shares were withheld in multiple transactions at prices ranging from $5.925 to $5.99, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote.
Footnote F2
The price reported in Column 4 above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.94 to $5.985, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Footnote F3
The options were granted on 12/1/2018 and vest as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; 1/3 on 12/1/2021.