Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AULT | Common Stock | Purchase | $106K | +581K | +1.28% | $0.18 | 46.1M | Oct 11, 2022 | By Ault Alpha LP | F1, F2 |
transaction | AULT | 13% Series D Cumulative Redeemable Perpetual Preferred Stock | Purchase | $2.04K | +151 | +0.17% | $13.50* | 91.2K | Oct 11, 2022 | By Ault Alpha LP | F2 |
holding | AULT | Common Stock | 1.66M | Oct 11, 2022 | By Ault & Company, Inc. | F3 | |||||
holding | AULT | Common Stock | 3.41K | Oct 11, 2022 | By Philou Ventures, LLC | F4 | |||||
holding | AULT | Common Stock | 435K | Oct 11, 2022 | Direct |
Id | Content |
---|---|
F1 | The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated May 24, 2022, adopted by Ault Alpha. |
F2 | Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. |
F3 | Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. |
F4 | Ault & Co. is the Manager of Philou Ventures, LLC. Milton C. Ault, III, as the Chief Executive Officer of Ault & Co., is deemed to beneficially own the shares held by Philou Ventures, LLC. |