Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ALZN | Common Stock | Other | $69.5K | +73.5K | +0.73% | $0.95 | 10.1M | Sep 23, 2022 | By Ault Lending, LLC | F1, F2 |
holding | ALZN | Common Stock | 2.5M | Sep 23, 2022 | Direct | ||||||
holding | ALZN | Common Stock | 14.9M | Sep 23, 2022 | By Ault Life Sciences, Inc. | F3 | |||||
holding | ALZN | Common Stock | 10M | Sep 23, 2022 | By Ault Life Sciences Fund, LLC | F4 | |||||
holding | ALZN | Common Stock | 325K | Sep 23, 2022 | By Ault Alpha LP | F5 |
Id | Content |
---|---|
F1 | On September 23, 2022, Ault Lending, LLC, formerly known as Digital Power Lending, LLC ("Ault Lending"), received 73,500 shares of the Issuer's common stock from Charge! Energy Storage, Inc., as settlement in the amount of $69,457.50 for an outstanding promissory note dated April 17, 2019. |
F2 | Ault Lending, LLC is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. |
F3 | Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc. |
F4 | Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC. |
F5 | Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha LP. |