Thomas P. Minichiello - 26 Aug 2022 Form 4 Insider Report for EMCORE CORP

Role
Chief Financial Officer
Signature
Ryan Hochgesang, attorney in fact
Issuer symbol
N/A
Transactions as of
26 Aug 2022
Net transactions value
-$14,913
Form type
4
Filing time
29 Aug 2022, 16:03:16 UTC
Previous filing
24 Mar 2022
Next filing
27 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EMKR Common Stock Options Exercise +25,000 +34% 97,690 26 Aug 2022 Direct F1
transaction EMKR Common Stock Tax liability $14,913 -6,087 -6.2% $2.45 91,603 26 Aug 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EMKR Restricted Stock Units (RSUs) Options Exercise -25,000 -50% 25,000 26 Aug 2022 Emcore Common Stock 25,000 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration.
F2 Represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligations in connection with the vesting of the restricted stock units reported herein.
F3 Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two.
F4 On August 26, 2019, the reporting person was granted 100,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date