Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AULT | Common Stock | Purchase | $385K | +1.01M | +2.98% | $0.38 | 35M | Aug 12, 2022 | By Ault Alpha LP | F1, F2, F3 |
holding | AULT | 13% Series D Cumulative Redeemable Perpetual Preferred Stock | 90K | Aug 12, 2022 | By Ault Alpha LP | F3 | |||||
holding | AULT | Common Stock | 266K | Aug 12, 2022 | Direct | ||||||
holding | AULT | Common Stock | 1.66M | Aug 12, 2022 | By Ault & Company, Inc. | F4 | |||||
holding | AULT | Common Stock | 3.41K | Aug 12, 2022 | By Philou Ventures, LLC | F5 |
Id | Content |
---|---|
F1 | The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated May 24, 2022, adopted by Ault Alpha. |
F2 | The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.3791. The range of purchase prices on the transaction date was $0.3678 to $0.3766 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. |
F3 | Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. |
F4 | Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. |
F5 | Ault & Co. is the Manager of Philou Ventures, LLC. Milton C. Ault, III, as the Chief Executive Officer of Ault & Co., is deemed to beneficially own the shares held by Philou Ventures, LLC. |