| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ALZN | Common Stock | Purchase | $8,474 | +10,000 | +0.1% | $0.8474 | 9,886,667 | 14 Jun 2022 | By Digital Power Lending, LLC | F1, F2 |
| holding | ALZN | Common Stock | 2,500,000 | 14 Jun 2022 | Direct | ||||||
| holding | ALZN | Common Stock | 15,000,000 | 14 Jun 2022 | By Ault Life Sciences, Inc. | F3 | |||||
| holding | ALZN | Common Stock | 10,000,000 | 14 Jun 2022 | By Ault Life Sciences Fund, LLC | F4 | |||||
| holding | ALZN | Common Stock | 325,000 | 14 Jun 2022 | By Ault Alpha LP | F5 |
| Id | Content |
|---|---|
| F1 | The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.8474. The range of purchase prices on the transaction date was $0.8438 to $0.8476 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. |
| F2 | Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. |
| F3 | Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc. |
| F4 | Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC. |
| F5 | Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha LP. |