Albert Lu - Mar 23, 2022 Form 4 Insider Report for EMCORE CORP (EMKR)

Role: SVP & GM, Aerospace & Defense
Signature: Ryan Hochgesang, attorney in fact
Stock symbol: EMKR
Transactions as of: Mar 23, 2022
Transactions value $: -$14,248
Form type: 4
Date filed: 3/24/2022, 04:22 PM
Previous filing: Mar 15, 2022
Next filing: Apr 5, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	EMKR	Common Stock	Tax liability	-$14.2K	-3.89K	-5.56%	$3.66	66.1K	Mar 23, 2022	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On March 23, 2021, the reporting person was granted 38,000 restricted stock units (RSUs), vesting in four equal annual installments beginning on the first anniversary of the grant date, which grant was previously reported on a Form 4, Table I. The reporting person vested in 9,500 shares on March 23, 2022 from this RSU award. The number of shares reported here represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the reporting person's tax withholding obligation in connection with the vesting of the RSUs on March 23, 2022.

Content

On March 23, 2021, the reporting person was granted 38,000 restricted stock units (RSUs), vesting in four equal annual installments beginning on the first anniversary of the grant date, which grant was previously reported on a Form 4, Table I. The reporting person vested in 9,500 shares on March 23, 2022 from this RSU award. The number of shares reported here represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the reporting person's tax withholding obligation in connection with the vesting of the RSUs on March 23, 2022.