Robert D. Lister) - 07 Mar 2022 Form 4 Insider Report for IMAX CORP (IMAX)

Role
Chief Legal & Sr Exec VP
Signature
/s/ Kenneth I. Weissman (attorney-in-fact for Robert D. Lister)
Issuer symbol
IMAX
Transactions as of
07 Mar 2022
Net transactions value
-$720,704
Form type
4
Filing time
09 Mar 2022, 15:27:47 UTC
Previous filing
12 Nov 2021
Next filing
13 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IMAX common shares Options Exercise $0 +12,589 +20% $0.000000 75,513 07 Mar 2022 Direct F1
transaction IMAX common shares Options Exercise $0 +11,671 +15% $0.000000 87,184 07 Mar 2022 Direct F1
transaction IMAX common shares Options Exercise $0 +23,584 +27% $0.000000 110,768 07 Mar 2022 Direct F1
transaction IMAX common shares Options Exercise $0 +14,733 +13% $0.000000 125,501 07 Mar 2022 Direct F1
transaction IMAX common shares Options Exercise $0 +7,055 +5.6% $0.000000 132,556 07 Mar 2022 Direct F1
transaction IMAX common shares Tax liability $720,704 -39,752 -30% $18.13 92,804 07 Mar 2022 Direct F2
holding IMAX common shares (opening balance) 62,924 07 Mar 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IMAX restricted share units Options Exercise $0 -12,589 -100% $0.000000* 0 07 Mar 2022 common shares 12,589 $0.000000 Direct F1, F3, F4, F5, F8
transaction IMAX restricted share units Options Exercise $0 -11,671 -50% $0.000000 11,674 07 Mar 2022 common shares 11,671 $0.000000 Direct F1, F3, F4, F5, F8
transaction IMAX restricted share units Options Exercise $0 -23,584 -50% $0.000000 23,586 07 Mar 2022 common shares 23,584 $0.000000 Direct F1, F3, F4, F6, F8
transaction IMAX restricted share units Options Exercise $0 -14,733 -33% $0.000000 29,466 07 Mar 2022 common shares 14,733 $0.000000 Direct F1, F3, F4, F6, F8
transaction IMAX restricted share units Options Exercise $0 -7,055 -50% $0.000000 7,055 07 Mar 2022 common shares 7,055 $0.000000 Direct F1, F3, F4, F7, F8
transaction IMAX restricted share units Award $0 +35,873 $0.000000 35,873 07 Mar 2022 common shares 35,873 $0.000000 Direct F3, F4, F6, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the conversion upon vesting of restricted share units into common shares.
F2 Mr. Lister is reporting the withholding of common shares by IMAX Corporation to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit transactions.
F3 Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
F4 Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.
F5 The restricted share units vest and will be converted to common shares in four equal installments on each of the first four anniversaries of the grant date.
F6 The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date.
F7 The restricted share units vest and will be converted to common shares in two equal installments on each of the first two anniversaries of the grant date.
F8 This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 200,767, 107,654 and 92,804, respectively.