Bartel Ulrich - 30 Dec 2021 Form 4 Insider Report for Hillenbrand, Inc. (HI)

Signature
/s/ Sarah A. Tarkington, as Attorney-in-Fact for Ulrich Bartel
Issuer symbol
HI
Transactions as of
30 Dec 2021
Net transactions value
-$77,501
Form type
4
Filing time
04 Jan 2022, 15:17:05 UTC
Previous filing
07 Dec 2021
Next filing
01 Apr 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HI Common Stock Options Exercise $0 +3,146 +29% $0.000000 14,003 02 Jan 2022 Direct
transaction HI Common Stock Tax liability $77,501 -1,494 -11% $51.88 12,509 02 Jan 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HI Restricted Stock Units (Deferred Stock Award) 12/5/2019 Award $0 +4 +0.39% $0.000000 1,021 30 Dec 2021 Common Stock 4 Direct F1, F2, F3
transaction HI Restricted Stock Units (Deferred Stock Award) 1/2/2020 Award $0 +13 +0.41% $0.000000 3,146 30 Dec 2021 Common Stock 13 Direct F1, F2, F4
transaction HI Restricted Stock Units (Deferred Stock Award) 12/3/2020 Award $0 +7 +0.39% $0.000000 1,802 30 Dec 2021 Common Stock 7 Direct F1, F2, F5
transaction HI Restricted Stock Units (Deferred Stock Award) 12/2/2021 Award $0 +16 +0.4% $0.000000 3,985 30 Dec 2021 Common Stock 16 Direct F1, F2, F6
transaction HI Restricted Stock Units (Deferred Stock Award) 1/2/2020 Options Exercise $0 -3,146 -100% $0.000000* 0 02 Jan 2022 Common Stock 3,146 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion or Exercise Price of Derivative Securities is 1-for-1.
F2 Restricted Stock Units are entitled to dividend rights which accrue on dividend record dates.
F3 The remaining restricted stock units vest fully on 12/5/2022.
F4 The remaining restricted stock units vested fully on 1/2/2022.
F5 Restricted Stock Units vest 50% on 12/3/2022, and 50% on 12/3/2023.
F6 Restricted Stock Units vest one-third on 12/2/2022, one-third on 12/2/2023, and one-third on 12/2/2024.