Daniel C. Hillenbrand - Dec 30, 2021 Form 4 Insider Report for Hillenbrand, Inc. (HI)

Role
Director
Signature
/s/ Sarah A. Tarkington as Attorney-in-Fact for Daniel C. Hillenbrand
Stock symbol
HI
Transactions as of
Dec 30, 2021
Transactions value $
$0
Form type
4
Date filed
1/4/2022, 03:11 PM
Previous filing
Oct 4, 2021
Next filing
Feb 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HI Common Stock 1K Dec 30, 2021 Direct
holding HI Common Stock 136K Dec 30, 2021 By Clear Water Capital Partners, LP
holding HI Common Stock 8.63K Dec 30, 2021 By John and Joan GC TR FBO (John, Rose and Olivia)
holding HI Common Stock 5.75K Dec 30, 2021 By John and Joan GC TR FBO (Eleanor and Sarah) F1
holding HI Common Stock 48.6K Dec 30, 2021 By Hillenbrand II TR FBO (John, Rose and Olivia)
holding HI Common Stock 28.2K Dec 30, 2021 By John and Joan CRT IMA
holding HI Common Stock 20K Dec 30, 2021 By Anne Hillenbrand Singleton Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HI Restricted Stock Units (Deferred Stock Award) 5/10/18 Award $0 +4 +0.39% $0.00 1.02K Dec 30, 2021 Common Stock 4 Direct F2, F3, F4
transaction HI Restricted Stock Units (Deferred Stock Award) 2/14/19 Award $0 +11 +0.41% $0.00 2.69K Dec 30, 2021 Common Stock 11 Direct F2, F3, F4
transaction HI Restricted Stock Units (Deferred Stock Award) 2/13/20 Award $0 +16 +0.4% $0.00 4.01K Dec 30, 2021 Common Stock 16 Direct F2, F3, F4
transaction HI Restricted Stock Units (Deferred Stock Award) 2/11/21 Award $0 +11 +0.39% $0.00 2.83K Dec 30, 2021 Common Stock 11 Direct F2, F3, F5
holding HI RESTRICTED STOCK UNITS CUMULATIVE TOTAL 10.5K Dec 30, 2021 Common Stock 42 Direct F2, F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose.
F2 Conversion or Exercise Price of Derivative Securities is 1-for-1.
F3 Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.
F4 These Restricted Stock Units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: a change in control of the Company, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the Company.
F5 These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer.
F6 This amount represents cumulative total of all Restricted Stock Units (deferred stock awards) granted to reporting person. This cumulative total does not represent additional Restricted Stock Units granted to the reporting person, but is merely a total of all awards reported separately on this SEC Form 4.