Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ALZN | Common Stock | Purchase | $15.3K | +8K | +0.12% | $1.91 | 6.96M | Dec 31, 2021 | By Digital Power Lending, LLC | F1, F2 |
holding | ALZN | Common Stock | 250K | Dec 31, 2021 | Direct | ||||||
holding | ALZN | Common Stock | 15M | Dec 31, 2021 | By Ault Life Sciences, Inc | F3 | |||||
holding | ALZN | Common Stock | 10M | Dec 31, 2021 | By Ault Life Sciences Fund, LLC( | F4 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ALZN | Call Option (right to buy) | Purchase | $5.67K | +70 | $81.01* | 70 | Dec 31, 2021 | Common Stock | 7K | $2.50 | By Digital Power Lending, LLC | F2, F5 | |
holding | ALZN | Call Option (right to buy) | 400 | Dec 31, 2021 | Common Stock | 40K | $2.50 | By Digital Power Lending, LLC | F2, F5 | |||||
holding | ALZN | Call Option (right to buy) | 1.02K | Dec 31, 2021 | Common Stock | 102K | $5.00 | By Digital Power Lending, LLC | F2, F5 | |||||
holding | ALZN | Call Option (right to buy) | 50 | Dec 31, 2021 | Common Stock | 5K | $7.50 | By Digital Power Lending, LLC | F2, F5 | |||||
holding | ALZN | Call Option (right to buy) | 400 | Dec 31, 2021 | Common Stock | 40K | $10.00 | By Digital Power Lending, LLC | F2, F5 | |||||
holding | ALZN | Call Option (right to buy) | 150 | Dec 31, 2021 | Common Stock | 15K | $2.50 | By Digital Power Lending, LLC | F2, F5 | |||||
holding | ALZN | Call Option (right to buy) | 150 | Dec 31, 2021 | Common Stock | 15K | $2.50 | By Digital Power Lending, LLC | F2, F5 | |||||
holding | ALZN | Put Option (obligation to buy) | 50 | Dec 31, 2021 | Common Stock | 5K | $2.50 | By Digital Power Lending, LLC | F2, F5 |
Id | Content |
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F1 | The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.9112. The range of purchase prices on the transaction date was $1.90 to $1.9299 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. |
F2 | Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. |
F3 | Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc. |
F4 | Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC. |
F5 | The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. |