RICHARD B. HANDLER - 16 Dec 2021 Form 4 Insider Report for Jefferies Financial Group Inc. (JEF)

Role
CEO, Director
Signature
/s/ Joanna Jia, by power of attorney
Issuer symbol
JEF
Transactions as of
16 Dec 2021
Transactions value $
$33,336,254
Form type
4
Filing time
17 Dec 2021, 05:34:48 UTC
Previous filing
01 Dec 2021
Next filing
02 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JEF Common Stock Award $33.3M +872K +5.03% $38.23 18.2M 16 Dec 2021 Direct F1
holding JEF Common Stock 148K 16 Dec 2021 By Spouse of Reporting Person's Trust
holding JEF Common Stock 73.2K 16 Dec 2021 By Reporting Person's Trust
holding JEF Common Stock 111K 16 Dec 2021 By Trustee of Profit Sharing Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of eight-year Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to a five-year cliff vesting and a subsequent three-year holding period, is also subject to ECP restrictions, including without limitation clawback/recoupment provisions.