BRIAN P. FRIEDMAN - 16 Dec 2021 Form 4 Insider Report for Jefferies Financial Group Inc. (JEF)

Signature
/s/ Joanna Jia, by power of attorney
Issuer symbol
JEF
Transactions as of
16 Dec 2021
Net transactions value
+$33,336,254
Form type
4
Filing time
17 Dec 2021, 05:34:03 UTC
Previous filing
01 Dec 2021
Next filing
02 Feb 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JEF Common Stock Award $33,336,254 +871,992 +10% $38.23 9,544,017 16 Dec 2021 Direct F1
holding JEF Common Stock 29,720 16 Dec 2021 By Trustee of Profit Sharing Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of eight-year Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to a five-year cliff vesting and a subsequent three-year holding period, is also subject to ECP restrictions, including without limitation clawback/recoupment provisions.