Richard B. Handler - Dec 16, 2021 Form 4 Insider Report for Jefferies Financial Group Inc. (JEF)

Role
CEO, Director
Signature
/s/ Joanna Jia, by power of attorney
Stock symbol
JEF
Transactions as of
Dec 16, 2021
Transactions value $
$17,999,984
Form type
4
Date filed
12/16/2021, 05:53 PM
Previous filing
Dec 1, 2021
Next filing
Feb 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JEF Common Stock Award $9M +235K +1.4% $38.23 17.1M Dec 16, 2021 Direct F1
transaction JEF Common Stock Award $9M +235K +1.38% $38.23 17.3M Dec 16, 2021 Direct F2
holding JEF Common Stock 148K Dec 16, 2021 By Spouse of Reporting Person's Trust
holding JEF Common Stock 73.2K Dec 16, 2021 By Reporting Person's Trust
holding JEF Common Stock 111K Dec 16, 2021 By Trustee of Profit Sharing Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.
F2 Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.