RICHARD B. HANDLER - 16 Dec 2021 Form 4 Insider Report for Jefferies Financial Group Inc. (JEF)

Role
CEO, Director
Signature
/s/ Joanna Jia, by power of attorney
Issuer symbol
JEF
Transactions as of
16 Dec 2021
Net transactions value
+$17,999,984
Form type
4
Filing time
16 Dec 2021, 17:53:25 UTC
Previous filing
01 Dec 2021
Next filing
02 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JEF Common Stock Award $8,999,992 +235,417 +1.4% $38.23 17,089,681 16 Dec 2021 Direct F1
transaction JEF Common Stock Award $8,999,992 +235,417 +1.4% $38.23 17,325,098 16 Dec 2021 Direct F2
holding JEF Common Stock 147,504 16 Dec 2021 By Spouse of Reporting Person's Trust
holding JEF Common Stock 73,215 16 Dec 2021 By Reporting Person's Trust
holding JEF Common Stock 110,608 16 Dec 2021 By Trustee of Profit Sharing Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.
F2 Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.