Brian P. Friedman - 16 Dec 2021 Form 4 Insider Report for Jefferies Financial Group Inc. (JEF)

Role
President, Director
Signature
/s/ Joanna Jia, by power of attorney
Issuer symbol
JEF
Transactions as of
16 Dec 2021
Net transactions value
+$17,999,984
Form type
4
Filing time
16 Dec 2021, 17:52:48 UTC
Previous filing
01 Dec 2021
Next filing
02 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JEF Common Stock Award $8,999,992 +235,417 +2.9% $38.23 8,436,608 16 Dec 2021 Direct F1
transaction JEF Common Stock Award $8,999,992 +235,417 +2.8% $38.23 8,672,025 16 Dec 2021 Direct F2
holding JEF Common Stock 29,720 16 Dec 2021 By Trustee of Profit Sharing Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.
F2 Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions