Richard Deal - Dec 10, 2021 Form 4 Insider Report for FAIR ISAAC CORP (FICO)

Signature
/s/ Carrie H. Darling, Attorney-in-fact
Stock symbol
FICO
Transactions as of
Dec 10, 2021
Transactions value $
-$2,237,528
Form type
4
Date filed
12/14/2021, 04:16 PM
Previous filing
Dec 10, 2021
Next filing
Nov 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FICO Common Stock Options Exercise $0 +11.5K +21.5% $0.00 65.2K Dec 10, 2021 The Richard S. Deal Revocable Trust
transaction FICO Common Stock Tax liability -$2.24M -5.49K -8.42% $407.49 59.7K Dec 10, 2021 The Richard S. Deal Revocable Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FICO Market Share Units Options Exercise $0 -2.37K -100% $0.00* 0 Dec 10, 2021 Common Stock 2.37K Direct F2, F3
transaction FICO Performance Share Units Options Exercise $0 -2.94K -100% $0.00* 0 Dec 10, 2021 Common Stock 2.94K Direct F3, F4, F5
transaction FICO Performance Share Units Options Exercise $0 -1.79K -50% $0.00 1.79K Dec 10, 2021 Common Stock 1.79K Direct F3, F4, F5
transaction FICO Performance Share Units Options Exercise $0 -1.94K -33.33% $0.00 3.88K Dec 10, 2021 Common Stock 1.94K Direct F3, F4, F5
transaction FICO Restricted Stock Units Options Exercise $0 -1.1K -50% $0.00 1.1K Dec 10, 2021 Common Stock 1.1K Direct F3, F6, F7
transaction FICO Restricted Stock Units Options Exercise $0 -670 -33.33% $0.00 1.34K Dec 10, 2021 Common Stock 670 Direct F3, F6, F7
transaction FICO Restricted Stock Units Options Exercise $0 -729 -25.03% $0.00 2.18K Dec 10, 2021 Common Stock 729 Direct F3, F6, F7
transaction FICO Restricted Stock Units Award $0 +3.57K $0.00 3.57K Dec 10, 2021 Common Stock 3.57K Direct F3, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by Company for payment of taxes due at vesting from earned market share units, earned performance share units and restricted stock units.
F2 Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F3 No expiration date.
F4 Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F5 The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter.
F6 Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F7 The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.