Mark R. Scadina - 10 Dec 2021 Form 4 Insider Report for FAIR ISAAC CORP (FICO)

Role
EVP, Gen. Counsel & Sec.
Signature
/s/ Carrie H. Darling, Attorney-in-fact
Issuer symbol
FICO
Transactions as of
10 Dec 2021
Net transactions value
-$2,281,537
Form type
4
Filing time
14 Dec 2021, 16:14:54 UTC
Previous filing
10 Dec 2021
Next filing
16 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FICO Common Stock Options Exercise $0 +10,992 +40% $0.000000 38,578 10 Dec 2021 Direct
transaction FICO Common Stock Tax liability $2,281,537 -5,599 -15% $407.49 32,979 10 Dec 2021 Direct F1
holding FICO Common Stock 85,081 10 Dec 2021 Scadina Revocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FICO Market Share Units Options Exercise $0 -2,369 -100% $0.000000* 0 10 Dec 2021 Common Stock 2,369 Direct F2, F3
transaction FICO Performance Share Units Options Exercise $0 -2,944 -100% $0.000000* 0 10 Dec 2021 Common Stock 2,944 Direct F3, F4, F5
transaction FICO Performance Share Units Options Exercise $0 -1,786 -50% $0.000000 1,786 10 Dec 2021 Common Stock 1,786 Direct F3, F4, F5
transaction FICO Performance Share Units Options Exercise $0 -1,942 -33% $0.000000 3,884 10 Dec 2021 Common Stock 1,942 Direct F3, F4, F5
transaction FICO Restricted Stock Units Options Exercise $0 -552 -50% $0.000000 552 10 Dec 2021 Common Stock 552 Direct F3, F6, F7
transaction FICO Restricted Stock Units Options Exercise $0 -670 -33% $0.000000 1,340 10 Dec 2021 Common Stock 670 Direct F3, F6, F7
transaction FICO Restricted Stock Units Options Exercise $0 -729 -25% $0.000000 2,184 10 Dec 2021 Common Stock 729 Direct F3, F6, F7
transaction FICO Restricted Stock Units Award $0 +3,567 $0.000000 3,567 10 Dec 2021 Common Stock 3,567 Direct F3, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by Company for payment of taxes due at vesting from earned market share units, earned performance share units and restricted stock units.
F2 Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F3 No expiration date.
F4 Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F5 The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter.
F6 Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F7 The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.