Milton C. Ault III - 08 Dec 2021 Form 4 Insider Report for Ault Global Holdings, Inc. (GPUS)

Role
Executive Chairman, Director, 10%+ Owner
Signature
/s/ Milton C. Ault, III
Issuer symbol
GPUS
Transactions as of
08 Dec 2021
Net transactions value
+$295,872
Form type
4
Filing time
10 Dec 2021, 05:30:16 UTC
Previous filing
07 Dec 2021
Next filing
16 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AULT Common Stock Purchase $212,352 +120,000 +2% $1.77 6,050,000 08 Dec 2021 By Ault Alpha LP F1, F2
transaction AULT Common Stock Purchase $83,520 +50,000 +0.83% $1.67 6,100,000 09 Dec 2021 By Ault Alpha LP F2
holding AULT Common Stock 154,125 08 Dec 2021 Direct
holding AULT Common Stock 1,658,916 08 Dec 2021 By Ault & Company, Inc. F3
holding AULT Common Stock 3,408 08 Dec 2021 By Philou Ventures, LLC F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The common stock was purchased by Ault Alpha LP ("Ault Alpha") in open market transactions on the transaction date, with a volume weighted average purchase price of $1.7696. The range of purchase prices on the transaction date was $1.7606 to $1.7714 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2 Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.
F3 Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F4 Ault & Co. is the Manager of Philou Ventures, LLC. Milton C. Ault, III, as the Chief Executive Officer of Ault & Co., is deemed to beneficially own the shares held by Ault & Co.