Milton C. Ault III - Dec 8, 2021 Form 4 Insider Report for Ault Global Holdings, Inc. (AULT)

Role
Executive Chairman, Director, 10%+ Owner
Signature
/s/ Milton C. Ault, III
Stock symbol
AULT
Transactions as of
Dec 8, 2021
Transactions value $
$295,872
Form type
4
Date filed
12/10/2021, 05:30 AM
Previous filing
Dec 7, 2021
Next filing
Dec 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AULT Common Stock Purchase $212K +120K +2.02% $1.77 6.05M Dec 8, 2021 By Ault Alpha LP F1, F2
transaction AULT Common Stock Purchase $83.5K +50K +0.83% $1.67 6.1M Dec 9, 2021 By Ault Alpha LP F2
holding AULT Common Stock 154K Dec 8, 2021 Direct
holding AULT Common Stock 1.66M Dec 8, 2021 By Ault & Company, Inc. F3
holding AULT Common Stock 3.41K Dec 8, 2021 By Philou Ventures, LLC F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The common stock was purchased by Ault Alpha LP ("Ault Alpha") in open market transactions on the transaction date, with a volume weighted average purchase price of $1.7696. The range of purchase prices on the transaction date was $1.7606 to $1.7714 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2 Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.
F3 Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F4 Ault & Co. is the Manager of Philou Ventures, LLC. Milton C. Ault, III, as the Chief Executive Officer of Ault & Co., is deemed to beneficially own the shares held by Ault & Co.