Kenneth S. Cragun - 15 Nov 2021 Form 4 Insider Report for Ault Global Holdings, Inc. (GPUS)

Role: Chief Financial Officer
Signature: /s/ Kenneth S. Cragun
Issuer symbol: GPUS
Transactions as of: 15 Nov 2021
Net transactions value: $0
Form type: 4
Filing time: 17 Nov 2021, 16:00:27 UTC
Previous filing: 12 Nov 2021
Next filing: 16 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AULT	Common Stock	Options Exercise	$0	+12,500	+100%	$0.000000	25,000	15 Nov 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AULT	Restricted Stock Grant	Options Exercise	$0	-12,500	-14%	$0.000000	75,000	15 Nov 2021	Common Stock	12,500		Direct	F2, F3
transaction	AULT	Restricted Stock Grant	Award	$0	+100,000		$0.000000	100,000	20 Aug 2021	Common Stock	100,000		Direct	F2, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents the vesting of restricted stock.
F2	Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc.
F3	On January 8, 2021, Mr. Cragun was granted 100,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest semi-annually on each of May 15 and November 15 in equal tranches on such dates over a period of four (4) years, with the exception of the first tranche of 12,500 which vested on August 24, 2021.
F4	On May 21, 2021, Mr. Cragun was granted 100,000 Restricted Shares, which vest semi-annually on each of May 15 and November 15 in equal tranches on such dates over a period of four (4) years commencing on May 15, 2022.