Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AULT | Common Stock | Options Exercise | $0 | +66.7K | +97.01% | $0.00 | 135K | Nov 15, 2021 | Direct | F1 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AULT | Restricted Stock Grant | Options Exercise | $0 | -66.7K | -50% | $0.00 | 66.7K | Nov 15, 2021 | Common Stock | 66.7K | Direct | F2, F3 | |
holding | AULT | Restricted Stock Grant | 400K | Nov 15, 2021 | Common Stock | 400K | Direct | F2, F4 | ||||||
holding | AULT | Restricted Stock Grant | 1.25K | Nov 15, 2021 | Common Stock | 1.25K | Direct | F2, F5 |
Id | Content |
---|---|
F1 | Represents the vesting of restricted stock. |
F2 | Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc. |
F3 | On November 2, 2020, Mr. Horne was granted 200,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in three equal installments as follows: 66,666 shares on August 20, 2021, 66,667 shares on November 15, 2021, and 66,667 shares on May 15, 2022. |
F4 | On January 8, 2021, Mr. Horne was granted 400,000 Restricted Shares, which vest in four equal installments on each of November 15, 2022, May 1, 2023, November 15, 2023 and May 15, 2024. |
F5 | Mr. Horne received 1,250 Restricted Shares which vest in installments of 250 shares annually over five (5) years beginning on January 1, 2019, subject to earlier vesting upon achievement of certain milestones. 750 Restricted Shares have vested; however, such shares have not been issued as of the date of this filing. |