Glen E. Tellock - Nov 9, 2021 Form 4 Insider Report for Ault Global Holdings, Inc. (AULT)

Role: Director
Signature: /s/ Glen E.Tellock
Stock symbol: AULT
Transactions as of: Nov 9, 2021
Transactions value $: $0
Form type: 4
Date filed: 11/12/2021, 08:31 PM
Previous filing: Sep 2, 2021
Next filing: Nov 17, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AULT	Stock Options (Right to Buy)	Award	$0	+100K		$0.00	100K	Nov 9, 2021	Common Stock	100K	$2.19	Direct	F1
holding	AULT	Stock Options (Right to Buy)						200K	Nov 9, 2021	Common Stock	200K	$2.46	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On November 9, 2021, the Board of Directors of the Issuer granted stock options to Mr. Tellock to purchase 100,000 shares of the Issuer's common stock, which options shall vest in equal monthly increments commencing on January 1, 2023 and ending on December 1, 2024. The stock options, which were issued outside of any Issuer stock incentive plan, will be exercisable upon vesting, subject to receipt of approval of the option grants by the NYSE American and the Issuer's stockholders.
F2	Mr. Tellock was granted stock options to purchase 200,000 shares of the Issuer's common stock, which options shall vest semiannually in six (6) increments over three (3) years commencing on November 21, 2021.

Content

On November 9, 2021, the Board of Directors of the Issuer granted stock options to Mr. Tellock to purchase 100,000 shares of the Issuer's common stock, which options shall vest in equal monthly increments commencing on January 1, 2023 and ending on December 1, 2024. The stock options, which were issued outside of any Issuer stock incentive plan, will be exercisable upon vesting, subject to receipt of approval of the option grants by the NYSE American and the Issuer's stockholders.

Mr. Tellock was granted stock options to purchase 200,000 shares of the Issuer's common stock, which options shall vest semiannually in six (6) increments over three (3) years commencing on November 21, 2021.