Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AULT | Stock Options (Right to Buy) | Award | $0 | +1M | $0.00 | 1M | Nov 9, 2021 | Common Stock | 1M | $2.19 | Direct | F1 | |
holding | AULT | Stock Options (Right to Buy) | 200K | Nov 9, 2021 | Common Stock | 200K | $1.79 | Direct | F2 | |||||
holding | AULT | Stock Options (Right to Buy) | 400K | Nov 9, 2021 | Common Stock | 400K | $2.55 | Direct | F3 |
Id | Content |
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F1 | On November 9, 2021, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 1,000,000 shares of the Issuer's common stock, which options shall vest in equal monthly increments commencing on January 1, 2023, and ending on December 1, 2024. The stock options, which were issued outside of any Issuer stock incentive plan, will be exercisable upon vesting, subject to receipt of approval of the option grants by the NYSE American and the Issuer's stockholders. |
F2 | Mr. Ault was granted stock options to purchase 200,000 shares of the Issuer's common stock, which options vest in equal monthly increments commencing on September 17, 2020, and ending on September 17, 2022. |
F3 | Mr. Ault was granted stock options to purchase 400,000 shares of the Issuer's common stock, which options shall vest in four equal installments on each of November 15, 2022, May 1, 2023, November 15, 2023 and May 15, 2024. |