Mary Kay Ladone - Nov 8, 2021 Form 4 Insider Report for Hill-Rom Holdings, Inc. (HRC)

Role
SVP, Corp. Dev., Strat. & IR
Signature
/s/ Ari D. Mintzer as Attorney-in-Fact for Mary Kay Ladone
Stock symbol
HRC
Transactions as of
Nov 8, 2021
Transactions value $
-$291,843
Form type
4
Date filed
11/10/2021, 07:58 PM
Previous filing
Jul 30, 2021
Next filing
Nov 12, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HRC Common Stock Options Exercise $68.2K +872 $78.16 872 Nov 8, 2021 Direct
transaction HRC Common Stock Sale -$135K -872 -100% $155.08 0 Nov 8, 2021 Direct F1
transaction HRC Common Stock Options Exercise $211K +2.05K $103.11 2.05K Nov 8, 2021 Direct
transaction HRC Common Stock Sale -$318K -2.05K -100% $155.08 0 Nov 8, 2021 Direct F1
transaction HRC Common Stock Options Exercise +1.94K 1.94K Nov 8, 2021 Direct F2
transaction HRC Common Stock Tax liability -$88.1K -568 -29.32% $155.09 1.37K Nov 8, 2021 Direct F3
transaction HRC Common Stock Options Exercise +662 +48.36% 2.03K Nov 8, 2021 Direct F2
transaction HRC Common Stock Tax liability -$30.1K -194 -9.55% $155.09 1.84K Nov 8, 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HRC Employee Stock Option (Right to Buy) Options Exercise $0 -872 -100% $0.00* 0 Nov 8, 2021 Common Stock 872 $78.16 Direct F4
transaction HRC Employee Stock Option (Right to Buy) Options Exercise $0 -2.05K -33.33% $0.00 4.1K Nov 8, 2021 Common Stock 2.05K $103.11 Direct F5
transaction HRC Restricted Stock Units (11/07/2018) Options Exercise $0 -1.94K -100% $0.00* 0 Nov 8, 2021 Common Stock 1.94K Direct F2, F6
transaction HRC Restricted Stock Units (11/06/2019) Options Exercise $0 -662 -50.34% $0.00 653 Nov 8, 2021 Common Stock 662 Direct F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These sales were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021.
F2 RSUs convert into common stock on a one-for-one basis.
F3 Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Hill-Rom Holdings, Inc. common stock incident to the vesting of restricted stock units ("RSUs") in accordance with Rule 16b-3.
F4 The options vested 25% on each of November 14, 2018, 2019, 2020 and 2021.
F5 The options vested, or will vest, 25% on each of November 6, 2020, 2021, 2022 and 2023.
F6 RSUs were granted on November 7, 2018 and vested 34% on November 8, 2019, 33% on November 8, 2020 and 33% on November 8, 2021. RSUs will automatically be converted into shares of common stock on the date indicated and are entitled to dividend equivalent rights which accrue on dividend record dates.
F7 RSUs were granted on November 6, 2019 and vested 34% on November 7, 2020 and 33% on November 7, 2021; 33% will vest on November 7, 2022. RSUs will automatically be converted into shares of common stock on the date indicated and are entitled to dividend equivalent rights which accrue on dividend record dates.