Dale Chappell - Sep 30, 2021 Form 4 Insider Report for HUMANIGEN, INC (HGEN)

Role
Chief Scientific Officer, Director, 10%+ Owner
Signature
/s/ Dale Chappell
Stock symbol
HGEN
Transactions as of
Sep 30, 2021
Transactions value $
$0
Form type
4
Date filed
10/4/2021, 08:07 PM
Previous filing
Aug 13, 2021
Next filing
Jan 4, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HGEN Stock Option (Right to Buy) Award $0 +22.6K $0.00 22.6K Sep 30, 2021 Common Stock 22.6K $5.93 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This stock option was granted to the reporting person in lieu of his base salary for the fourth quarter of 2021. The option vests in three ratable installments on each of October 31, 2021, November 30, 2021 and December 31, 2021.