Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AULT | Common Stock | Options Exercise | $0 | +50K | $0.00 | 50K | Aug 20, 2021 | Direct | F1 | |
holding | AULT | Common Stock | 55 | Aug 20, 2021 | Direct | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AULT | Restricted Stock Grant | Options Exercise | $0 | -50K | -50% | $0.00 | 50K | Aug 20, 2021 | Common Stock | 50K | Direct | F3, F4 | |
transaction | AULT | Restricted Stock Grant | Award | $0 | +50K | $0.00 | 50K | Aug 20, 2021 | Common Stock | 50K | Direct | F3, F5 | ||
transaction | AULT | Stock Options (Right to Buy) | Disposed to Issuer | -150K | -100% | 0 | Aug 20, 2021 | Common Stock | 150K | $4.49 | Direct | F6 | ||
transaction | AULT | Stock Options (Right to Buy) | Award | +150K | 150K | Aug 20, 2021 | Common Stock | 150K | $2.55 | Direct | F6 |
Id | Content |
---|---|
F1 | Represents the vesting of restricted stock. |
F2 | Includes warrants to purchase 54 shares of common stock that are exercisable within 60 days of the Record Date. |
F3 | Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc. |
F4 | On November 2, 2020, Mr. Smith was granted 100,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in two equal installments on each of August 20, 2021, and November 15, 2021. The grant of Restricted Shares was approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. |
F5 | On January 8, 2021, Mr. Smith was granted 50,000 shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in four installments on each of May 15, 2022, November 15, 2022, May 1, 2023 and November 15, 2023. The grant of Restricted Shares was approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. |
F6 | On April 26, 2021, the Issuer's Board of Directors approved an option repricing effective August 20, 2021, which resulted in, for purposes of the Exchange Act, the cancellation of these stock options granted to Mr. Smith on January 8, 2021, in exchange for new stock options (the "Options") having a lower exercise price of $2.55 per share. All of the other terms of the Options remained unchanged. The Options were approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. |