Heather L. Franklin - 06 Aug 2021 Form 4 Insider Report for XOMA Corp (XOMA)

Role
Director
Signature
/s/Thomas Burns, Attorney-in-Fact for Heather Franklin
Issuer symbol
XOMA
Transactions as of
06 Aug 2021
Net transactions value
$0
Form type
4
Filing time
10 Aug 2021, 16:35:15 UTC
Next filing
20 May 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XOMA Non-Qualified Share Option (right to buy) Award $0 +13,136 $0.000000 13,136 06 Aug 2021 Common Shares 13,136 $31.39 Direct F1
transaction XOMA Non-Qualified Share Option (right to buy) Award $0 +4,146 $0.000000 4,146 06 Aug 2021 Common Shares 4,146 $31.39 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares subject to this option shall vest in equal monthly installments over three years from the date of grant (August 6, 2021).
F2 The shares subject to this option shall vest in equal monthly installments from date of grant (August 6, 2021) through May 19, 2022.