Joshua Hare - Jul 20, 2021 Form 4 Insider Report for Longeveron Inc. (LGVN)

Role
Chief Scientific Officer, Director, 10%+ Owner
Signature
/s/ Paul T. Lehr, attorney-in-fact
Stock symbol
LGVN
Transactions as of
Jul 20, 2021
Transactions value $
$0
Form type
4
Date filed
7/22/2021, 05:01 PM
Previous filing
May 14, 2021
Next filing
Oct 12, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LGVN Common Stock Award $0 +12.3K +0.16% $0.00 7.93M Jul 20, 2021 Direct F1, F2, F3
holding LGVN Common Stock 53.5K Jul 20, 2021 Held by affiliated entity

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LGVN Stock Option (right to buy) Award $0 +50K $0.00 50K Jul 20, 2021 Common Stock 50K $6.08 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units subject to time-based vesting.
F2 Includes 139,861 Restricted Stock Units.
F3 Amount includes 7,772,902 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 5 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock.
F4 One-eighth of Option vests July 22, 2021, with remainder to vest quarterly in equal amounts through January 22, 2025.