Milton C. Ault III - Jul 16, 2021 Form 4 Insider Report for Ault Global Holdings, Inc. (AULT)

Role
Executive Chairman, Director
Signature
/s/ Milton C. Ault, III
Stock symbol
AULT
Transactions as of
Jul 16, 2021
Transactions value $
$35,677
Form type
4
Date filed
7/16/2021, 06:35 PM
Previous filing
Jul 16, 2021
Next filing
Jul 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AULT Common Stock Purchase $35.7K +16K +1.16% $2.23 1.4M Jul 16, 2021 By Ault & Company, Inc. F1, F2
holding AULT Common Stock 2.04K Jul 16, 2021 Direct
holding AULT Common Stock 7.87K Jul 16, 2021 By Philou Ventures, LLC F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Milton C. Ault III is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.2298. The range of purchase prices on the transaction date was $2.225 to $2.23 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2 Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F3 Ault & Co. is the Manager of Philou Ventures, LLC. Milton C. Ault, III, as the Chief Executive Officer of Ault & Co., is deemed to beneficially own the shares held by Ault & Co.