BRIAN P. FRIEDMAN - 30 Jun 2021 Form 4 Insider Report for Jefferies Financial Group Inc. (JEF)

Role
President, Director
Signature
/s/ Justin DeSpirito, by power of attorney
Issuer symbol
JEF
Transactions as of
30 Jun 2021
Net transactions value
+$38,000
Form type
4
Filing time
02 Jul 2021, 17:31:30 UTC
Previous filing
02 Jun 2021
Next filing
31 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JEF Common Stock Options Exercise $38,000 +2,000 +0.02% $19.00 8,412,174 30 Jun 2021 Direct F1
holding JEF Common Stock 29,720 30 Jun 2021 By Trustee of Profit Sharing Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JEF Option - Right to Buy Options Exercise $0 -2,000 -100% $0.000000* 0 30 Jun 2021 Common Stock 2,000 $19.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of option exempt under Rule 16b-3 and Rule 16b-6(b).
F2 The option became exercisable as to 25% of the underlying shares on each of July 14, 2017, 2018, 2019, and 2020.