Geoffrey R. Bailey - 28 Jun 2021 Form 4 Insider Report for Good Times Restaurants Inc. (GTIM)

Role
Director
Signature
Geoffrey R. Bailey
Issuer symbol
GTIM
Transactions as of
28 Jun 2021
Net transactions value
$0
Form type
4
Filing time
30 Jun 2021, 16:15:48 UTC
Next filing
18 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GTIM Common Stock Options Exercise $0 +1,615 +3.4% $0.000000 49,714 28 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GTIM Restricted Stock Units 914 28 Jun 2021 Common Stock 914 $0.000000 Direct F2
holding GTIM Non-Qualified Stock Options 5,914 28 Jun 2021 Common Stock 5,000 $1.31 Direct F3
holding GTIM Non-Qualified Stock Options 7,914 28 Jun 2021 Common Stock 2,000 $2.31 Direct F4
holding GTIM Non-Qualified Stock Options 12,914 28 Jun 2021 Common Stock 5,000 $2.44 Direct F5
holding GTIM Non-Qualified Stock Options 16,695 28 Jun 2021 Common Stock 3,781 $5.29 Direct F6
holding GTIM Non-Qualified Stock Options 19,410 28 Jun 2021 Common Stock 2,715 $4.25 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 9,412 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
F2 The Reporting Person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission
F3 The Reporting Person was granted 5,000 Non-Qualified Stock Options (Right to Buy) on December 14, 2011 vesting at 1/5 of the total amount granted over five years.
F4 The Reporting Person was granted 2,000 Non-Qualified Stock Options (Right to Buy) on January 1, 2013 vesting at 1/5 of the total amount granted over five years.
F5 The Reporting Person was granted 5,000 Non-Qualified Stock Options (Right to Buy) on September 27, 2013 vesting at 1/5 of the total amount granted over five years.
F6 The Reporting Person was granted 3,781 Non-Qualified Stock Options (Right to Buy) on November 23, 2015 vesting at 1/5 of the total amount granted over five years.
F7 The Reporting Person was granted 2,715 Non-Qualified Stock Options (Right to Buy) on July 23, 2018 vesting at 1/5 of the total amount granted over five years.