James Neal - Jun 25, 2021 Form 4 Insider Report for XOMA Corp (XOMA)

Role
CEO, Director
Signature
/s/ James R. Neal
Stock symbol
XOMA
Transactions as of
Jun 25, 2021
Transactions value $
-$303,474
Form type
4
Date filed
6/29/2021, 05:09 PM
Next filing
Sep 30, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XOMA Common Shares Sale -$239K -7.17K -34.39% $33.36 13.7K Jun 25, 2021 Direct F1
transaction XOMA Common Shares Sale -$40.2K -1.17K -8.56% $34.30 12.5K Jun 25, 2021 Direct F2
transaction XOMA Common Shares Sale -$24.1K -686 -5.48% $35.13 11.8K Jun 25, 2021 Direct F3
holding XOMA 8.625% Series A Cumulative Perpetual Preferred Stock 8K Jun 25, 2021 By spouse
holding XOMA Depositary Shares - 8.375% B Cumulative Stock 8K Jun 25, 2021 By spouse
holding XOMA Common Stock 4.97K Jun 25, 2021 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.77 to $33.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.785 to $34.730, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.78 to $35.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.