James R. Neal - 25 Jun 2021 Form 4 Insider Report for XOMA Corp (XOMA)

Role
CEO, Director
Signature
/s/ James R. Neal
Issuer symbol
XOMA
Transactions as of
25 Jun 2021
Net transactions value
-$303,474
Form type
4
Filing time
29 Jun 2021, 17:09:26 UTC
Next filing
30 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XOMA Common Shares Sale $239,202 -7,170 -34% $33.36 13,679 25 Jun 2021 Direct F1
transaction XOMA Common Shares Sale $40,170 -1,171 -8.6% $34.30 12,508 25 Jun 2021 Direct F2
transaction XOMA Common Shares Sale $24,101 -686 -5.5% $35.13 11,822 25 Jun 2021 Direct F3
holding XOMA 8.625% Series A Cumulative Perpetual Preferred Stock 8,000 25 Jun 2021 By spouse
holding XOMA Depositary Shares - 8.375% B Cumulative Stock 8,000 25 Jun 2021 By spouse
holding XOMA Common Stock 4,966 25 Jun 2021 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.77 to $33.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.785 to $34.730, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.78 to $35.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.