Thomas H. Caudle Jr - Jun 27, 2021 Form 4 Insider Report for UNIFI INC (UFI)

Role: Former Officer and Director
Signature: /s/ Gregory K. Sigmon, attorney-in-fact
Stock symbol: UFI
Transactions as of: Jun 27, 2021
Transactions value $: -$209,897
Form type: 4
Date filed: 6/29/2021, 04:05 PM

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	UFI	Common Stock	Tax liability	-$33.5K	-1.35K	-1.28%	$24.89	104K	Jun 27, 2021	Direct	F1
transaction	UFI	Common Stock	Tax liability	-$16.8K	-673	-0.65%	$24.89	103K	Jun 27, 2021	Direct	F2
transaction	UFI	Common Stock	Tax liability	-$33.5K	-1.35K	-1.3%	$24.89	102K	Jun 27, 2021	Direct	F3
transaction	UFI	Common Stock	Tax liability	-$63.6K	-2.55K	-2.5%	$24.89	99.5K	Jun 27, 2021	Direct	F4
transaction	UFI	Common Stock	Tax liability	-$62.6K	-2.52K	-2.53%	$24.89	97K	Jun 27, 2021	Direct	F5
transaction	UFI	Common Stock	Options Exercise	$74.8K	+6K	+6.18%	$12.47	103K	Jun 27, 2021	Direct	F6
transaction	UFI	Common Stock	Tax liability	-$74.8K	-3.01K	-2.92%	$24.89	100K	Jun 27, 2021	Direct	F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	UFI	Stock Option (Right to Buy)	Options Exercise	$0	-6K	-100%	$0.00^*	0	Jun 27, 2021	Common Stock	6K	$12.47	Direct	F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Thomas H. Caudle Jr is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id	Content
F1	Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock pursuant to the reporting person's deferral election for the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on July 29, 2011.
F2	Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock pursuant to the reporting person's deferral election for the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on July 26, 2012.
F3	Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock pursuant to the reporting person's deferral election for the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on August 16, 2013.
F4	Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the accelerated vesting of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on November 1, 2018.
F5	Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the accelerated vesting of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on October 31, 2019.
F6	Represents shares delivered upon the exercise of a stock option.
F7	Represents shares withheld to pay the exercise price of a stock option.
F8	The option vested and became exercisable in three equal installments on the first, second, and third anniversaries of the July 27, 2011 grant date.