Milton C. Ault III - 23 Jun 2021 Form 4 Insider Report for Alzamend Neuro, Inc. (ALZN)

Role
10%+ Owner
Signature
/s/ Milton C. Ault, III
Issuer symbol
ALZN
Transactions as of
23 Jun 2021
Net transactions value
+$100,680
Form type
4
Filing time
25 Jun 2021, 18:53:03 UTC
Previous filing
24 Jun 2021
Next filing
29 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALZN Common Stock Purchase $22,400 +2,500 +0.05% $8.96* 5,232,555 23 Jun 2021 By Digital Power Lending, LLC F1
transaction ALZN Common Stock Purchase $78,280 +9,500 +0.18% $8.24* 5,242,055 24 Jun 2021 By Digital Power Lending, LLC F1
holding ALZN Common Stock 15,000,000 23 Jun 2021 By Ault Life Sciences, Inc. F2
holding ALZN Common Stock 10,000,000 23 Jun 2021 By Ault Life Sciences Fund, LLC F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.
F2 Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc.
F3 Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC.